SLIDES & TRANSCRIPTS
Wednesday, June 20

CHEMOTHERAPY/ALTERNATIVE DELIVERY METHODS SECTION - LUNG CANCER TARGETED THERAPIES: COX-2 INHIBITORS, RETINOIDS, AND AEROSOLIZED DELIVERY


Ethan Dmitrovsky, MD

Slide 1: Colleagues

DR. DMITROVSKY: Thank you, Paul. I would, also, like to thank Diane Bronzert and Janet Dancey for the invitation to speak today. In addition I would like to thank these colleagues for contributing to my presentation.


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Slide 2: Objectives

I will be discussing the role of COX-2 inhibitors, retinoids and aerosolized delivery in screening detected lung cancers. When our conference began Jack Ruckdeschel spoke of the therapeutic nihilism that exists in our field. The existence of novel pharmacologic agents that have specific mechanisms of action represents an important resource to address this nihilism. In fact, I think our challenge is actually a little bit different. Today there are so many new compounds that exist, we have to devise novel strategies to sort through these compounds so that we can assess rapidly clinical activity. With that as an introduction I would like to discuss these four objectives today.

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Slide 3: RXR Agonists

First, as I said, I will speak about the role of COX-2 inhibitors, retinoids and rexinoids which are RXR agonists in lung cancer therapy. I will cite aerosolized delivery and make some additional points to those that Jack had mentioned earlier, and I would like to highlight the concept of mechanism-based combination therapy.
Finally, in the last portion of my brief presentation I will summarize and propose new directions in this field. Here is the challenge. This is a partial list of the new compounds that are available just within the scope of the area that I will be discussing today, and if we use all of these compounds it will be many years before we determine whether any of these have activity. So, we must have alternative strategies for using mechanistically-based therapeutic strategies for lung cancers.

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Slide 4: Selective Cox-2 Inhibition

One of the really attractive targets is cyclooxygenase 2. As we all know, the advantage of selective COX-2 inhibition is the fact that we can overcome the effects of constitutive COX-1 and get the preferential effects of COX-2, the inducible form of cyclooxygenase 2. We have several compounds that are now available for clinical use, and I thought I would spend a few minutes describing why in lung cancer in early stage lung cancer COX-2 inhibition may be an attractive therapeutic target.

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Slide 5: COX-2

Here are the points that I would like to summarize. I won't be showing extensive primary data to validate these points, but they exist in the literature. COX-2 is overexpressed in lung cancer. This is a very common finding. COX-2 regulates synthesis of prostaglandins that themselves can promote tumorigenesis. COX-2 inhibition reduces carcinogen-mediated lung adenocarcinomas in the AJ mice, Jack spoke about that model earlier. Also, COX-2 overexpression is well known to inhibit apoptosis and to importantly regulate angiogenesis.

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Slide 6: COX-2 in Stage 1

Here is some primary data to show in Stage I lung cancers the differential expression of COX-2 in tumors versus adjacent normal tissues. Here are six cases. This is Western blot analysis, and you can see differential expression of tumor versus adjacent normal tissues in several of these cases.

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Slide 7: Overall Survival

This overexpression has been extended to a single cell level of expression and I would like to actually show you the clinical correlation for differential expression from Fadlo Khuri's work, a recent publication from his group. You can see if you look at all stage I cases there is a clear survival difference for stage I lung cancers for overexpression of COX-2 cases versus those that have negative expression.

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Slide 8: Therapeutic Rationale

So, to summarize the therapeutic role for COX-2 inhibition in early stage lung cancer there is considerable preclinical and now clinical findings that would suggest that COX-2 inhibition is quite appealing for screening detected lung cancers. To optimize this therapeutic approach the relevant mechanisms should be monitored in vivo and again combination therapy with COX-2 inhibitors should clearly be considered.

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Slide 9: Retinoids and Lung Cancer

I would like to move on to the next topic which is the role of retinoids in lung cancer. As you well know, there is a long history for the possible therapeutic role of retinoids in lung cancer therapy. The first evidence suggested in 1925 by Walback and Howe that vitamin A deficiency will cause squamous metaplasia in the lung quite reminiscent of that that occurs in smokers. This is fully reversed by vitamin A treatment. We know of the seminal work of Ki Hong and his colleagues regarding 12-cis-retinoic acid in oral leukoplakia and Scott Lippman's work showing that 13-cis plus interferon will treat several common epithelial malignancies.

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Slide 10: Negative Impact of Smoking

In addition there were various Phase II trials that showed that certain aerodigestive tract cancers, second cancers can be suppressed but in smokers we now know both from the large Phase III trials with beta-carotene and recent publication of Scott Lippman using 13-cis-retinoic acid that in smokers there is no benefit and perhaps harm, while there appears to be some benefit in those who are non-smokers. I would argue that the mechanisms for these different biological effects must be understood if we are going to advance the field in terms of the role of retinoids in lung cancer therapy.

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Slide 11: Retinoids and Lung Cancer

So, we have been looking at these clinical trials from the perspective of what we haven't learned. We don't yet know what the optimal dosage is for using retinoids systemically. We don't know about the tissue of pharmacokinetics. A point that has not been emphasized in these trials to date is that we do not yet know whether RAR beta or other markers are targeted, and we heard yesterday from the work of John Minna and Adi Gazdar that in smokers people without cancer, RAR beta suppression is extremely common. From the point of view of retinoid signalling it is very important to emphasize this point because these agents are transcriptional activators. They will not work if the chromatin is not open. Methylation silences the chromatin, prevents retinoic acid from acting, and we know that retinoic acid treatment will not overcome this problem. So, the work of John Minna and Adi Gazdar has shown that co-treatment with demethylation agents plus retinoids can at least induce RAR beta expression. So, I think from a retinoid perspective it is very important to emphasize the point that chromatin must be open for these agents to act. How does smoking interfere with these retinoid effects? All of these clinical points underscore the need for mechanism driven lung cancer preventive and therapeutic trials and the need to follow mechanisms in clinical trials and choose agents based on their mechanism of action.

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Slide 12: Derivation of Retinoid Resistant...Cells

In the laboratory we have actually been studying how retinoic acid and carcinogens might interact. We performed a very simple experiment which was to take immortalized human bronchial epithelial cells and try to develop retinoic acid resistant cells and this was a very, very difficult thing to accomplish because retinoic acid resistance was quite rare. How rare? Only 1 in 107 cells was retinoic acid resistant. However, if we briefly treated bronchial epithelial cells with carcinogen the level of resistance was dramatically increased such that we were able to retrieve cells on the order of 1 in 1000 and 1 in 10,000 cells that were retinoic acid resistant. We would argue that these cells are now very interesting resources to understand how retinoids may work and how they may not work in patients who are exposed to tobacco-specific carcinogens.

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Slide 13: Retinoid Receptor

I would like to underscore a couple of points that I have already made and that is that the retinoic acid signaling pathway involves two classes of receptors. The classical receptors are shown here, the so-called "RAR" genes of which there are three, RAR alpha, beta and gamma. So, RAR-beta is the receptor that has been highlighted by the work of Rubin Lotan and Ki Hong as the transmitter of the retinoic acid signal in diverse epithelial cells of the aerodigestive tract.
This is the receptor that has been shown to be silenced through methylation in a variety of epithelial tumors including lung cancers, but all-trans-retinoic acid or 13-cis-retinoic acid only act through the classical pathway. They do not affect the non-classical retinoids, the so-called "rexinoid" pathway RXR alpha, beta and gamma. To activate this pathway you either need a bifunctional compound like 9-cis-retinoic acid that activates both pathways or alternatively you need a specific agonist for the RXR pathway. Now, why would a rexinoid and RXR agonist be active in lung carcinogenesis? One reason is it bypasses the defect of RAR beta suppression. Another reason that this may be active is that it itself may signal a distinct set of activated or repressed genes that themselves would have therapeutic activity.

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Slide 14: RXR Agonists

We have some clinical evidence that this hypothesis is valid and that is from the work of Fadlo Khuri who recently published results of survival in patients who had been treated with a rexinoid, bexarotene, plus chemotherapy and surprisingly a very prominent tail of survival is noted in roughly 30% of the patients. So, here we have in vivo clinical evidence that the retinoids might have activity if we use the RXR agonists.

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Slide 15: Retinoids in Therapy

Another role for the retinoids in therapy of these early lesions would be in the setting of aerosolized delivery and Jack Roth has mentioned the studies that have been led by Jim Mulshine of carcinogen-induced tumors in the HA mouse model where aerosolized retinoids were able to suppress dramatically the incidence of these pulmonary adenomas. Although some toxicity was shown at very, very high dosages it is important that this targeted approach be considered for the use of small molecules, agonists such as the retinoids themselves.

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Slide 16: Pilot Study

This is the same slide that Jack showed you before, emphasizing the value of targeted therapy, the efficiency of delivery and the reduction of systemic toxicity.
I would like to emphasize two points in addition to those that Jack had mentioned. First of all we don't yet know what agent to put into this reservoir. Second point is that the aerosolized delivery turns out to be a fairly complex way of delivering therapeutic agents. Why? Because the size of the particles really will determine where in the lung these agents will be targeted. So, if we want to target central versus peripheral lesions we will have to program the size of the aerosolized particles. It is a point that really requires extensive preclinical study and even clinical study before we can have the hope of having reservoirs that people will take with them to suppress carcinogenesis in the lung.

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Slide 17: Aerosolized Delivery

We have to broaden our scope of the potential pharmacologic agents that can be used and as Jack had mentioned the work of Jonathan Curry using Tyler Jacks' ras knock-in mouse we can see that vectors might preferentially be taken up by tumors in the lung shown histologically here, and there is really tremendous enthusiasm for aerosolized delivery but there is much more that we need to learn on a preclinical basis.

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Slide 18: Combination Therapy

I would like to now emphasize the next concept that I wanted to discuss today which is combination therapy and I am borrowing from some preclinical studies of Mark Erasi and others at Colorado to make this point.

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Slide 19: Two Combined Agents

The point to this slide is to make the concept that combination therapy with chemotherapy agents using a novel agent like exisulind might lead to cooperative effects shown here in terms of the marked suppression of tumorigenesis in the lung with a major survival advantage that I won't show you of these rats, but that each of these agents act through different pathways.

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Slide 20: Two Combined Agents, cont.

They have been using a nude mouse, nude rat model for looking at A549 adenocarcinomas that will readily metastasize to the lung.

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Slide 21: Apoptosis

The fact that they act through different pathways is underscored in the next two slides which show the pro-apoptotic effects of exisulind, the growth suppressor effects of taxotere leading to cooperativity in terms of the therapeutic outcome, and this cooperativity is shown, also, in the antiproliferative effects when we consider the effects of growth suppression of these different agents.

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Slide 22: Cell Proliferation

Here you can see clear cooperativity when the two agents are combined.

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Slide 23: Future Directions

So, how do we move forward in this field, and that is what I would like to discuss in the next few minutes. I would like to emphasize two points, and that is first the value of preclinical models to highlight therapeutic pathways, secondly that there is a need to validate whether pathways that are targeted in vitro are also targeted in vivo in clinical subjects that are entered onto hypothesis driven trials.

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Slide 24: Model

We have spent considerable time trying to understand in the lung which pathways are critical for the maintenance or progression of a bronchial epithelial cell transforming into a fully malignant phenotype. Over several years we have actually exploited a very, very simple model that I would like to discuss with you. Curt Harris was kind enough to provide our laboratory his immortalized human bronchial epithelial cell line called BEAS-2B and Jonathan Langenfeld and others in the laboratory exposed these cells for a very brief period of time, just for a day to the carcinogen NNK and over the course of several months we were able to generate a lung cancer. However, if we co-treated with retinoic acid we could block this transformation and essentially develop a chemopreventive phenotype. Over several years we have published a mechanism that is associated with this prevention and I would like to just summarize this mechanism.

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Slide 25: Retinoid Effects

We found a major difference between the transformed and the chemoprevented cells was the effects exerted upon the cell cycle at a very precise point and this is at the G1-S phase transition.
The pathway that we discovered was unexpected to us a post-transcriptional mechanism, a translational effect. That is the retinoids prevent transformation of human bronchial epithelial cells at least partly by causing G1 arrest through a proteolysis of the cyclins, cyclin D1 and cyclin E. This permits repair of genomic damage because there is delay of the transition from G1 through S much like what P53 does. So, we have found that retinoids will do this, and we are now completing a very detailed structure function analysis to see whether the retinoids are the optimal agents that affect this pathway. We decided to come at the model from a different perspective. Valerie Rusch and I had published several years ago that the epidermal growth factor receptor was frequently overexpressed in preneoplastic lesions of the lung. So, we asked would this model select for an EGFR- dependent pathway and would chemopreventive cells repress this activation?

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Slide 26: EGFR

So, Fulvio Lenardo has studied this in the laboratory and quite interestingly we found that carcinogens themselves will activate not only EGFR pathway but also coincidentally to the transformation phenotype. However, when we chemoprevent these cells with the agent retinoic acid EGF receptor is dramatically repressed.

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Slide 27: NNK Treatment

One slide that shows you the primary data of this. Here are the transformed cells and here are the chemoprevented cells. This is a phospho-specific tyrosine recognizing antibody before and after EGF treatment. You can see the dramatic stimulation of autophosphorylation of the epidermal growth factor receptor in the transformed cells treated with EGF but not the chemopreventive and this is due to a major suppression of levels of epidermal growth factor receptor.
So, here we have a pathway that has been validated in vitro, that also appears to be active in vivo and I would argue it is an attractive pathway to target for early lung carcinogenesis.

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Slide 28: Transformation Assay

This simple model we have, also, used in another way, and I would like to describe that. So, here we have unique reagents to examine differences between transformed and chemoprevented cells and I have joined forces with Marian Mysic at Dartmouth. She is a physicist who has been studied laser imaging and auto-fluorescence, and we are all familiar pioneering work of Steve Lamb in this area. We have developed an alternative strategy for discriminating between transformed and chemoprevented as well as immortalized cells, and this technology we have termed fluorescence lifetime spectrometry.

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Slide 29: FLS vs LIFE Lung Imaging

This technology would allow us to identify central preneoplastic lesions and we have heard a lot about peripheral lesions, and I would like to just make a comparison to the so-called "life bronchoscopy" that Steve Lamb has led the way on, and here are the key differences. Lifetime spectroscopy allows only spectral resolution. The FLS technology that we are working with allows spectral and temporal resolution, and you can see that the excitation with the FLS technology is over a very wide range of wavelength.

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Slide 30: Confocal Fluorescence Images

So, how is this approach used and we have been able to identify in a recent publication from our laboratory, the endogenous chromophors that actually lead to the auto-fluorescence and what we find here and here is a pseudo image of confocal microscopy of the endogenous NADH and co-localization of the endogenous flavins that are the cause for the auto-fluorescence. In our recent publication we have shown that we can discriminate between immortalized and transformed cells on the basis of this auto-fluorescence pattern. We have recently received funding to build the first prototype device and we have actually entered the first patients into bronchoscopy directed imaging studies at Dartmouth and hopefully in the near future we will be able to discuss those results.

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Slide 31: Conclusions

So what have I said to you today? I have discussed that there exists a strong rationale for the use of selective COX-2 inhibitors, especially non-classical retinoids in screening detected lung cancers. There is a role for combination regimens that should investigate agents that activate different pathways and finally I would strongly argue for the need of mechanisms that should be studied in proof of principle clinical trials so that we can validate whether pathways identified in vitro are, also, activated in vivo.

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Slide 32: Mechanism Driven Therapy

So, I would like to end my presentation by returning to its beginning, and remind you that we have a surplus of compounds to study, and our challenge is really quite different. The challenge that we have at hand is to establish a way for sorting out the many compounds that are potentially clinically active and then validate their activity in mechanism-driven clinical trials, and that is really a challenge for all of us in this room to identify how these agents act and when they should be applied in the treatment of early stage lung cancer. Thanks for your attention.

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