Summary






SLIDES & TRANSCRIPTS
Wednesday, September 15, 2000

Molecular Genetics Breakout Group Summary: Therapeutic Directions
John D. Minna, MD
David R. Gandara, MD

Slide 1:

The next breakout session to be discussed is the molecular genetics breakout group. The Chairpersons of this group are Dr. John Minna, who is the Director of the Hayman Center for Therapeutic Oncology Research at the University of Texas Southwestern Medical Center in Dallas, and Dr. David Gandara, who is Director for Clinical Research at the University of California Davis Cancer Center in Sacramento. Dr. Gandara is also Chairperson for the Lung Cancer Committee in the Southwest Oncology Group.

DR. MINNA: I am going to start first and go through the first part of the questions, and then David will follow up. I don't know if we will answer all of the questions that the NCI staff have posed.


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Slide 2:

One of the first questions was, "What are the molecular abnormalities that are most relevant for small cell lung cancer and how good is this evidence?" While this may not be a complete list, I think that mutations in RB, p53 and the FHIT, which all are in the 75 to 100 percent range, are clearly key examples of this.

The genes at 3P21.3 have not yet been cloned, and on the 4q chromosome have not been identified, but these are very frequent abnormalities in small cell lung cancer as well.

Myc family members have deregulated expression by a variety of mechanisms in 90 to 100 percent of small cell lung cancers, as does bcl-2 overexpression, though the mechanism of these changes is not known. I restricted myself to either dominant or recessive oncogenes or cases where the molecular abnormalities are known. I know that under the signal transduction pathways, other things will be discussed.

There are other abnormalities in which we don't know about the genetic alterations yet, but clearly I think would fall under this group.

One is the expression of telomerase, which is probably seen in virtually all small cell lung cancers. This for sure includes the RNA component. Obviously to have telomerase activity, the enzymatic component must be there, but this needs to be specifically assayed as well.

I am sure there are preliminary studies indicating that there are methylation changes in several genes, but the actual genes that would be key in the pathogenesis of small cell lung cancer I think remain to be identified. Obviously in non-small cell lung cancer, methylation of P16 is a common one that is not seen in small cell lung cancer to my knowledge, but this would be a tumor acquired genetic change. For diagnostic purposes, in terms of DNA in the blood or in sputum or bronchial alveolar, lavage is one possibility for its use. The other would be in terms of thinking about therapeutic trials to reverse this methylation difference.

I think there are also microsatellite alterations that I have already guessed at about 20 percent. Whether it is 10 to 20 percent, it is somewhere in that range. Again, this would be probably more for diagnostic alterations. Then Dr. Gazdar presented data that needs to be confirmed and extended, that in normal epithelium accompanying small cell lung cancers there is much more widespread genetic scrambling of a variety of different genetic sites than squamous and for sure adenocarcinomas.

Was it about 80 percent or have I overestimated that? It is, and so I think in those cases I would be thinking of those as biomarkers for early detection and for monitoring chemoprevention efforts. Then the other parts that there are no genetic abnormalities but we are talking about the neuronal stem cell program. I will mention some of these that were discussed in our session.

Obviously one of the features of small cell lung cancer is its expression of a neuronal neuroendocrine-type program, and the question is, "Can a couple of the key genes like the human homologue of the achaete-scute gene in Drosophila hASH-1 or as was earlier, the HuD family of neuronal RNA binding proteins, give us clues for diagnosis as to new therapeutic targets?" For example, if you have a small cell lung cancer develop, would one of the targets be the genetic program that would be required for the neuroendocrine stem cells to be forming and would hASH or HuD play a role in this?

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Slide 3:

Some of the new observations that were discussed during our breakout session - I will just go through them in bullet statement, and then if there are questions, we can direct it to the people that are here in the audience. Kay Huebner presented very exciting new data on the knockout mouse, which in their heterozygous state can get tumors after carcinogen exposure. These are so far predominantly esophageal and gastric cancer. She had plans in collaboration for using urethane for a lung cancer specific induction in these mice.

Dr. Shtivelman had a very interesting SCID mouse model of small cell lung cancer metastasis where small cell lung cancer cell lines were injected IV into the SCID mice. They obviously hit the lung first, but they don't seed there, and where they do seed is into a human fetal lung implant in the mammary pad. It could also be into bone grafts or bone fragments there but not into other tissues. So in terms of thinking about anti-metastatic programs, this might be a very interesting pre-clinical model to test these new agents.

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Slide 4:

Dr. Ball from Johns Hopkins presented some data on the hASH-1 knockout mice, and this is why part of my comments are about targeting this as a particular therapeutic as well as a diagnostic marker. In these mice, they actually lose chromogranin expression in the lung. So you knock out this important transcription factor, I believe, Dr. Ball, it is a transcription factor. You lose these cells in the lung; presumably these precursor cells are knocked out. Just as interesting was the flip side of these experiments, where they forced the expression of, I guess this was the human, it was hASH-1 as opposed to mASH for the mouse version transgene in which they saw proliferation of neuroendocrine cells. These were under promoters that would force the expression in peripheral, in Clara cells. Is that correct?

So you would see proliferation and then if they crossed these mice with other mice that have an SV40 T antigen driven by the same promoter, you would get adenocarcinomas in the lung. So it was greatly increased. It was a combination of this particular transcription factor and those in obviously knocking out p53 and RB with the T antigen which was giving you a small cell lung cancer type model.

To me this argued that if you could have a drug that would knock hASH-1 out, this may be a key Achilles' heel for small cell lung cancer, and as I understand now, in contrast to HuD, hASH is only expressed during embryonic development. It is not required for us to be living cognizant adults. Is that right?

DR. BALL: Yes, that is right.

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Slide 5:

DR. MINNA: I was particularly very excited with that. Dr. Laird-Offringa, as she was discussing earlier, talked about the neuronal RNA binding proteins, HuD et al as a family of them that give these paraneoplastic antigens. In addition to their use for diagnostic purposes or this recent discussion about immunotherapy, these RNA binding proteins interact with messenger RNA and can actually alter the half-life of key molecules. So, for example, if you express HuD, if I interpret your results correctly, the half-life of myc and fos messenger RNA increases. So this would be another mechanism of getting over-expression of myc.

Did I interpret that result correctly?

DR. LAIRD-OFFRINGA: In model systems, it has been shown that if you transfect and over-express these molecules, they will alter the stability of unstable mRNAs. In small cell lung cancer, we have shown that the mRNAs are stabilized, but it has as yet been hard to correlate it to any one Hu molecule because the pattern of expression is very complex.

DR. MINNA: Okay, but anyway that was another possible role in the pathogenesis. We have been looking for why myc is over-expressed in these, and that was one.

Paul Gumerlock has a very interesting new assay for getting functionally different forms of p53 using the yeast assay and some interesting p27 data. One of the things I found the most interesting was a UCN01 which is a staurosporin derivative, which they are getting ready at UC Davis to enter into Phase I clinical trials. He found out that this derivative was apparently toxic or inhibited the growth of non-small cell lung cancer and had no effect on small cell lung cancer. I would have stopped there, but he was really smart. He said that this has something to do in terms of an RB null cells and so he went on to show that if you first treated the cells with cisplatin and then came in with UNCL1, you got dramatic chemosensitization. It was about a 10-fold sensitization to platinum in that system, and do I have that right? It went from like 5 micromolar down to .4 micromolar IC50.

DR. GUMERLOCK: Yes, potentiation of the cisplatin was about 10-fold and it occurred in the RB null cells that were refractory to UCN01 as a signal agent, and UCN01, yes, is 7-hydroxy staurosporin. So, as a single agent in an RB positive wild-type cell, it has the ability to arrest the cell at G1 checkpoint.

What others have shown originally was that following DNA damage UCN01 abrogates the G2 checkpoint and is thought to be the point where DNA repair would occur. So we did sequential studies putting UCN01 first or following cisplatin and found its greatest activity was when it follows cisplatin. Yes, it shows this potentiation in the RB null cells that were refractory to the signal agent, the UCN01.

DR. MINNA: We will talk later about how therapeutic approaches could address these different molecular abnormalities. This was kind of coming in the opposite way, but since small cell lung cancers are nearly always RB null, this might be a dramatic way to take existing chemotherapy and use this other agent.

Now, maybe you would have discovered this anyway through just trial and error, but I thought this was a very interesting correlation.

DR. GUMERSTOCK: Based on that hypothesis, I think small cell lung cancer is an ideal testing ground for that.

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Slide 6:

DR. MINNA: Moving into the diagnostic realm, York Miller presented some very interesting data on bombesin-like peptides in urine. Obviously, in the signal transduction session, we are going to hear a lot about autocrine and paracrine growth factor. York did a very careful study of people that couldn't be taking drugs, couldn't be smoking; their parents couldn't smoke. It turns out that in people's urine you can either be a high producer of bombesin-like peptides, intermediate or low. Actually he thinks he has fallen to three genotypes - LL, HL and HH - with a gene frequency of about 86 percent for the low and 13 percent for the high. From the calculations, this was about 80 percent heritable. So I think that it may be that people may vary in terms of their production of bombesin-like peptides. Obviously this would interact with cigarette smoking, and I am sure we will probably hear later about Jill Siegfried's, observation of bombesin receptors in the epithelium of smokers and the generation of bombesin-like peptides, and I would put those two observations together.

Whether that is going to result in lung cancer, not be related to lung cancer, or give more small cell than non-small cell, we don't know. But it takes an autocrine system we are familiar with and puts a potential inherited genetic basis on it, with also this generation of the receptor response.

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Slide 7:

Ethan Dmitrovsky has developed a very exciting new model system using immortalized bronchial epithelial cells, BEAS 2B, which I believe Curt Harris derived, in which he treats them with carcinogen for just 24 hours and then after that he will treat with agents like retinoids. With just the carcinogen treatment alone, the cells would become transformed and fully malignant such that they would form tumors in athymic nude mice. The carcinogens he used were NNK and cigarette smoke condensate.

Having done that, he went on to show that retinoids could block that. But more importantly, he has worked out the whole biochemical pathway for this, which involves cyclin D1 and an alteration of degradation through the proteosome system. Because of that, he went on to use cyclin D1 as an immunohistochemical marker for early diagnosis and can detect its over-expression in carcinoma in situ and pre-neoplastic lesions in bronchial epithelium. Ethan went on also to suggest that using this system you could now screen a variety of candidate chemoprevention agents instead of retinoids.

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Slide 8:

So I thought that was very interesting. One of the questions that the NCI staff posed here was, "What are the obstacles?" Now there are several different obstacles. I am just going to tell you one of them that I think needs to be resolved, and that is the use of small cell lung cancer cell lines, both for in vitro tests and in vivo tests as xenografts. I think it is very important for us to know how reliable the pre-clinical models of these lines are.

By and large, most pre-clinical studies have been based on the use of these lines . I think, I mean I hope, that they are good or reliable models at least in some cases. If for some reason they are not, we need to know that right now because a lot of the pre-clinical work is going on.

I think the other thing that came up is how difficult it is now to get small cell lung cancer tissue with new diagnostic methods and mainly making diagnoses with FNAs and getting very small amounts of tissue and not doing biopsy staging of various sites like we used to do. I think there really is a need for a repository of small cell lung cancer tissues tied to clinical data that is going to be really essential for any of these types of efforts.

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Slide 9:

Another question that came up you see with small cell versus non-small cell, common versus distinct, and I am just focusing on the genetic abnormalities. Most of us would agree p53,3p, FHIT, myc, cyclin D1, bombesin-like peptides in urine, as far as we know now, and bcl-2 are common to both small cell and non-small cell. Distinct to small cell, would be the differences in the RBP16 pathway and the HuD and hASH1s, and there may be others. Obviously, anything that targeted these common areas would work for non-small cell lung cancer, as well as small cell. I think if you had something that was specifically based on RB or HuD or hASH-1, that would be specific for small cell lung cancer.

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Slide 10:

What are the relevant agents for targeting abnormalities? P53 is a target. Yes, we already have one agent, at least for proof of principle. It is gene therapy, and I think the need there is going to be for systemic forms of delivery. FHIT is a target. Yes, there are already pre-clinical models for gene therapy that look pretty dramatic. bcl-2, yes, and it is a target and yes, there is therapy in the form of antisense that several companies are developing.

Whether that is going to be the ultimate therapy that we need to use, it would certainly be useful for proof of principle. Telomerase would be a major target, obviously for both small cell and non-small cell, as well as just most of the other common human cancers. While there are various things being developed, I don't see a good therapeutic pre-clinical thing ready to be marched forward into the clinic yet. HASH1 and HuD, I put "No" here. But in terms of the vaccine, DNA vaccine paper for HuD, I think that would be important. I guess one could even consider, as I was hearing this discussion, immunizing with hASH1, too. Now, obviously HuD does its work for the most part inside the cell. That is where the RNA is, but it obviously gets broken down and presented by Class 1 antigens to give you a T-cell response. How that is going to be for an antibody reacting with a cell is different and I would guess hASH1 does, too, and p53 does as well.

So I would consider both of those for immunotherapeutic targets but particularly for hASH1. Given your knockout and transgenic stuff, I think if a small molecule could be developed as a target that could inactivate hASH1, that would be terrific. The key thing is: Is it really not required for those neurons in our brains to work? I put here down at the bottom farnesyl transferase inhibitors. They probably work in small cell lung cancer, at least in pre-clinical models. They will be going into probably clinical trials, and the question is, "What is the target in small cell lung cancer?" The same is true for cyclo-oxygenation inhibitors or methylation inhibitors. I mean the NCI staff told us - Is Fred Kaye here today? - I guess he has a clinical trial for 5-azacytidine planned, but the question is, "What would be the targets?" Paul, do we know the targets in small cell for cyclo-oxygenase inhibitors?

DR. DENNIS: There are 26 mediators for cyclo-oxygenase.

DR. MINNA: So there are 26 mediators, right?

DR. DENNIS: Downstream from fos inhibition. So I think that that has got to be worked out.

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Slide 11:

DR. MINNA: And then for appropriate therapeutic approaches, I think for right now p53 gene therapy and FHIT gene therapy we need to explore systemic delivery. I think Esther Chang has worked out some new methods that could be done for that. bcl-2 is antisense, and we need to have a proof of principle in humans that it works. For p53, there is a proof of principle, I think, in humans.

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Slide 12:

RB null cells, and UCN01, I think are going to be very interesting. Then this mouse metastatic model to test new agents, and, in the case of new therapeutic approaches for hASH1, to develop inhibitors. I would add on the HuD for vaccine. I would have to think about how you would develop those for safety, because once you start doing those vaccines, the patient is committed.

I also made a summary of all the new therapies from Dr. Bunn's Aspen meeting, and we passed those out, and they are available.

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Slide 13:

DR. GANDARA: The second part of our deliberations was in regard to how to take these novel molecularly targeted agents into clinical trials and what would be the differences in clinical trial design and methods of evaluating the agents compared to classic chemotherapeutics.

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Slide 14:

Some of these really mimic the discussions of the first breakout group, for antiangiogenic agents in particular. So some of the considerations for taking molecular target agents into early clinical trials we thought would be agent-specific, but there would be certain generalities. One would be: Has there been a biologic effect demonstrated of the agent on its molecular target in the pre-clinical trials, is this something that should be incorporated in a clinical trial design, and could it be measured?

Is the agent likely to be cytotoxic and cause shrinkage of tumor like a classic chemotherapeutic, or is the activity more likely to be cytostatic, and how would that affect the clinical trial design? Based on that, would we be able to use standard study end points such as response and survival? Or, would we require alternative study end points?


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Slide 15:

So in terms of these agents or any sort of novel agent versus the classic chemotherapeutic, early trials - which would ordinarily be designed to determine a maximal tolerated dose - may instead be designed to determine a threshold dose for biologic effect, again, with the classic chemotherapeutic objective response being examined with these new agents. Again, would there be a molecular or biochemical end point or a clinical end point, such as time to progression, that would be most applicable to determining efficacy of the agent? Compared to a classic chemotherapeutic, where we would do a trial in small cell lung cancer or breast cancer? In this case, would we pick a study population, for example, with abnormalities in p53 as the target population?

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Slide 16:

We had discussions about alternative study end points. I think our discussions reflect those that were presented in the earlier session as well - biologic effects on a molecular target and either some sort of surrogate tissue or, for instance, circulating blood cells or tumor tissue. The difficulty, in particular for small cell lung cancer - is obtaining fresh tissue or serial tissue.

The studies might have a pharmacologic end point such that, if based on pre-clinical data, we wanted to achieve a certain plasma level or area under the curve. Would that be something that could be looked as an end point in the early trials?

Obviously, if we had a reliable tumor marker for small cell lung cancer, for instance in peripheral blood, that would be an alternative end point. Then the issue again, as has been raised earlier about the role of functional imaging for metabolic activity of the tumor, also for these molecular target agents.

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Slide 17:

One of the questions was in regard to identifying patient subgroups who were more likely to respond to a targeted therapy, and here the hypothesis would be that response and/or survival would be influenced by the underlying molecular profile in an individual patient's tumor or perhaps in a specific tumor type, such as small cell lung cancer. For example, for RB for instance, the data that Paul Gumerlock presented about the RB null phenotype. If so, then this information could be exploited to optimize the therapeutic approach. I think our consensus was that although this is a hypothesis, it would need to be tested for each of these molecular target agents and may or may not hold true. An example of this is the FTIs and whether they really target what we think or what we initially thought they did.

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Slide 18:

In terms of assessing the clinical utility of a molecular targeting agent, one issue is whether these agents will be used as single agent therapy - an issue very similar to the anti-angiogenesis drugs. The likelihood is that they will not have their final or ultimate use as single agents, but rather that they will be used in combination with whatever is the standard therapy for that stage and type of disease, i.e., chemotherapy, radiotherapy or surgery.

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Slide 19:

So, for establishing proof of principle in the early clinical trials, there could be two designs, and this is exactly what Paul Bunn brought up earlier. The first, in advanced stage, using the ECOG model of a lead-in of a molecular target agent prior to active chemotherapy. The second in earlier stage disease, this perhaps not being appropriate to small cell lung cancer, but the window of opportunity where the agent is administered after a biopsy and then there is definitive surgery. This way you have pre-treatment and post-treatment tissue to look for biologic effect.

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Slide 20:

So it may be that establishing proof of principle, particularly for a cytostatic agent that has a molecular target, would mean that Phase I trials would be done to establish safety, the biologic end point. Then you would skip Phase II and perhaps go directly toward Phase III testing, which would be required as a definitive test because of the risk of false negatives in the Phase II setting. This is actually the design that is being done, particularly with some of the MMPIs, where there is really very little Phase II data but going right to the Phase III trial.

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Slide 21:

So if these are to be combined with chemotherapy, one possibility would be chemotherapy first and then a randomization to the molecular target agent, particularly again if the design is such that it would be given as long-term maintenance therapy versus a placebo or observation. Another possibility would be testing as part of a direct combination, for example, with chemotherapy.

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Slide 22:

For earlier stage disease, again not applicable necessarily for small cell surgical resection and then randomization to the molecular target agent or observation/placebo, looking for a time to progression or survival difference.

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Slide 23:

I think that ends my presentation.

Discussion

DR. SAXMAN: Questions or discussion?

DR. BUNN: I think we should get the skeptics here - which is me - to roll up our sleeves and discuss this. Proof of principle for p53, if you take Velban and inject it into a tumor 100 percent of the time, the tumor will regress. It almost doesn't matter what the tumor type is.

If you take p53 and inject it into a tumor, lung cancer, 13 percent of the time the tumor regresses. That is proof of principle, and it tells us a lot. Now, I don't actually mind systemic delivery to find out how to deliver genes, but if you get a 13 percent response when you inject it directly into the tumor, other than finding out if you can deliver it, I am not sure what you are going to learn.

Now, FHIT, perhaps works better in animals. I think it is actually reasonable to inject FHIT into the tumor in 20 patients and see how often the tumor shrinks. But it is a little hard for me to believe that systemic treatment is going to have a profound effect when direct injection causes a response in 13 percent of the people. A totally different paradigm from what you discussed, David, but I think it is reasonable to take FHIT and some of these other things, inject them into peoples' tumors and see if they ever shrink.

You can also see what the gene expression is and determine if there is any correlation between gene expression and whether it shrinks or not.

I don't know what other people think, but to me if we are going to talk about genes, inject them into tumors, see if the gene gets expressed and see if the tumor shrinks. When somebody else solves delivery, then we will know which genes we ought to be delivering systemically.

DR. MINNA: First of all, I don't think the experiment with Velban has been done.

DR. BUNN: I do it all the time in my patients that have got subcutaneous nodules that are bothering them. We know a dose, and we know it works. It works every time.

DR. MINNA: Okay, I think that as far as I know, there has been no treatment of any small cell lung cancer nodule or patient with a direct injection of p53, and so I think the response rates in small cell we don't necessarily know.

DR. BUNN: We should find out.

DR. GANDARA: So Paul, I guess I don't understand your issue. Is it the cytostatic issue, in other words that if an agent doesn't cause tumor shrinkage, it is not going to be clinically meaningful?

DR. BUNN: First of all, you can inject these genes in tumor nodules, find out if the gene is expressed after you inject it, and you can find out if the tumor nodule shrinks after you inject it. If you inject it, you get expression, and the tumor doesn't shrink, then I would say that that is probably not going to be a very good drug to give systemically.

DR. GANDARA: So tumor growth delay would not be a reasonable objective for some of these new agents?

DR. BUNN: I don't think so for p53, FHIT, and bcl-2, probably not.

DR. MINNA: I think for FHIT and p53 you would be relying on induction of programmed cell death and bystander effects, too. I mean you are not talking about a static effect, and obviously the other issue is the combination of these agents with chemotherapy. The amazing thing is that small cell lung cancers present de novo having a p53 mutation, and 70 or 80 percent of them will have a beneficial response to chemotherapy. That must exist via p53 independent pathway. The question is, "If you could have p53 plus chemotherapy would you get several extra logs of cell kill as well?"

DR. ELIAS: I am just supporting Paul in his devil's advocate role here. One thing that we don't know very well is, in pre-clinical models, "What is the mechanism of escape of cells that are in fact transfected with active wild-type p53 or any other gene target?"

DR. MINNA: We actually know that, because when you do that experiment you get the cells growing out. They have re-mutated to p53, and that may happen even systemically. I think Paul's most valid point is the question of systemic delivery. If there are methods for systemic delivery, I think that would make these gene therapies much more attractive. Unless of course, we could deliver them as aerosols as early treatment for very early lesions.

DR. BUNN: Part of my point is that there are lots of genes. So how do we pick the best gene therapy?

You know it is sort of interesting. If p53 only causes the tumor to regress 13 percent of the time maybe we could find some genes that would do it 50 percent of the time. Then if you had a systemic delivery you would know which gene that you want to deliver systemically. Look at all the genes that we have to try for gene therapy. It would be fascinating for me to know whether if you give FHIT directly into a tumor, it regresses more or less often than 13 percent of the time, and if it regressed 80 percent of the time, I would be pretty excited about that.

DR. MABRY: I think the point is actually delivery because, compared to molecules that usually get into cells, p53 is a big old molecule. Cells, I think through evolution, have tried to develop mechanisms to get rid of large molecules, and organisms that are multicellular do the same thing.

So I think that the real question about gene therapy or the treatment of cancers, small cell lung cancer and others, with large molecules has to do with delivery, and I think that is the rate-limiting step. It has to be looked at primarily. I don't hear people talking about that. I think that is the first step. We have plenty of genes. In transfection experiments, you are washing the cells or you are flooding the cells with plasma, and so that doesn't necessarily compute to the delivery in humans.

DR. MINNA: I think now that Paul has thrown down the gauntlet, we probably need to do this. My guess is that we could take 20 small cell lung cancer lines, each with a p53 mutation of different types and with various types of drug resistance, and if we try to force the expression of wild-type p53 in those cells it works probably in virtually every case.

Now, there is a different delivery problem. With a 13 percent response rate with an injection of p53 into a non-small cell lung cancer, and from the stuff that we have done with FHIT, the vast majority of cell lines, I guess it is 8 or 10 different ones we have done so far, nearly all of them have been sensitive to apoptosis induction by FHIT. So these are as good as any chemotherapy agents that we have.

DR. BUNN: My point, exactly. So FHIT might be better. In vitro you say, maybe it is better. Let us inject FHIT into some tumor nodules in small cell patients, give chemo before or after like David was saying, but find out whether their tumor nodules shrink. If they shrink all the time, I will get really excited.

DR. MABRY: The thing is that FHIT or p53 in terms of gene therapy are good in vitro model systems and are proof of principle. My question would be, "Would the next step be looking for FHIT or p53 or other members of that class, i.e., that mimic small molecules?"

DR. MINNA: I agree.

DR. D. JOHNSON: The sessions obviously have a lot of commonality in terms of obstacles and questions about how to test these new compounds. As sort of a pragmatic issue, I am interested in the comments about functional imaging because that is something that theoretically we could do right away. I am not an expert on PET scanning, for example, and I know there are other imaging technologies that perhaps the group here at the NCI who are the diagnostic branch people could give us some help here. Do we have any mouse models of functional imaging? Has anyone looked to see how much change in the metabolic activity of a tumor needs to take place before current PET technology can, in fact, detect that? How large does the tumor have to be in order to detect it? Is it something even worth doing?

We can do all that in humans at a huge cost, but it seems to me we can do it in mice if someone will just throw a few mice under a PET scan. Do we have any of that data and, if so, where would it be? I don't know, and I am sure someone else does.

DR. TEICHER: In terms of PET scanning, it is very possible. In terms of limited resolution, limited resolution is about the size of the mouse. So mice and PET scanning are not too compatible. However, if you get a good size tumor in a rat you can PET scan it, but again, cost has been a barrier. I have tried many times, and I haven't yet successfully done PET scanning studies.

DR. MINNA: If you get a tumor in a dog you can do a PET scan.

DR. D. JOHNSON: We have done it in rats, and we have tried it in mice and it doesn't work very well, at least with our scanner. But in rats you can do it. At least, with one compound I know we have done that. We are still sort of struggling with how to image this, but this was a question that we discussed briefly yesterday in our session. I just wondered if there is other technology that gives you the same type of information that a PET might give that could be applied to a mouse.

DR. GROCHOW: There appears to be no one here from diagnostic imaging, but in fact, there are many funding mechanisms to try to address that. As you know, there are several small animal imaging centers that have been funded around the country for PET scanning. That will help some of the new initiatives, will help to produce PET materials for such studies for rats with big tumors.

MRI of rats is certainly feasible, and I am aware that there are studies currently going on with angiogenic agents and MRI to look at blood flow in murine models.

DR. GANDARA: I think there is a clear clinical perspective on the use of some sort of functional imaging that is very pertinent. For instance, in limited small cell lung cancer, where CT scan is the typical way that we follow patients but is an inaccurate way of gauging tumor response after chemoradiation (as shown in Dr. Turrisi's long-term follow-up of his recent trial with chemoradiation). The Southwest Oncology Group also demonstrated this in our trial, where we have followed chemoradiation with surgery in locally advanced non-small cell lung cancer. We had 26 patients in whom by CT scan there was no evidence of antitumor activity, meaning tumor shrinkage, and yet when those patients went to surgery and the tumor was taken out, half of those patients had a complete or near complete pathologic response. So I think again as would apply to these new agents some sort of better means of assessing tumor response by tumor metabolism or functional imaging would be of great assistance because otherwise we may assume that some agents are much less active than they really are. We are not going to have the luxury of taking out tumors very often afterwards to have that sort of pathologic correlation.

DR. D. JOHNSON: I wonder if Bev might address an issue. In the models that you have done, are there any techniques that you have used in the mice that allow you to gauge blood flow? How do you do that, and if you do it is it a useful surrogate end point? Is it worth doing?

DR. TEICHER: Of course, we have measured oxygen in tumors with microelectrodes quite a lot, and that can be a very sensitive measure.

In terms of blood flow, I think there has been quite a lot of nice work done in dog tumors, and that is a useful measure, but I cannot really definitively speak to that.

DR. D. JOHNSON: PET can be done with oxygen, too.

DR. TEICHER: Yes, oxygen-15, yes.

DR. D. JOHNSON: That would be maybe a better way of assessing the blood flow approach.

DR. TEICHER: I think that the fluorodeoxyglucose method though is going to be really tough to tell which tumors are alive and which are dead by that method of PET. I think that is going to be a very, very difficult way to go.

DR. JOHNSON: So oxygen 15 might be a better end point for assessing the antiangiogenic agents.

DR. TEICHER: Yes, I think so.

DR. VALDIVIESO: Valdivieso, Southwestern in Dallas. I think that from a clinical perspective we need to be reminded that we are still at the very earliest stages of this technology. So to try to expect too much in terms of complete response and cure, I think that we need to be very fair, and I tend to agree.

Let us identify the one or two markers we must move forward in a Phase I fashion, identify the schedules, the various pharmacology, the pharmacokinetics, the basic strategies and don't expect too much.

The second comment I would like to make is this: clinicians in the real world are hard pressed to deliver appropriate, cost-effective care. That includes staging. Even though we very nicely discussed the best way that we can use our PET scans and MRIs in our academic institutions, the fact is that most patients will not come to us but will stay outside.

So there was a study that I had done when I was in Houston that I think should be a refreshing experience. Five hundred patients all evaluated by nine board-certified medical oncologists, all of them doing lung cancer, nothing else, were asked to stage the patient based on a good clinical, physical exam, blood chemistries and chest x-ray. The outcome? Thirty-five percent of the time we were wrong in staging people just between limited and extensive disease, and it was only when we had the CAT scans added - this is I remind you after the normal blood chemistry finding abnormalities in the liver and the bones or in the brain.

So what I am saying is that it would be very nice as part of this effort perhaps to identify the one or two molecular markers that we must do in the tumors early to predict invasiveness, so that when we do the staging of patients, even in the community, we can provide tissues to the investigators to try to eventually come out with the algorithm that may help us to better recognize the patient who must have the CAT scan and the patient who won't have anything at all but surgery.

So I would like to invite you to think beyond really the therapeutic molecular trial and rather help us out to intervene early in patients who will not come to academic institutions but we can influence perhaps at the appropriate staging. Otherwise, you may be dealing with so-called "limited" disease patients, a stage 1 who may not be a stage 1 because they were not properly staged.

DR. MINNA: One of the things I didn't mention was Ed Gabrielson's presentation, and this was one of the questions for high throughput technology in terms of microarray analysis. I mean there is obviously a variety of markers that are possible. But one of the things I see coming out of microarray analysis is that it needs to be tested as to whether or not a tumor initially has an expression signature that tells you whether it is going to respond to therapy or not and whether it is going to be highly metastatic or not.

It may be that all primary small cell lung tumors still have the expression signature of primary small cell lung tumors, and the metastatic cells have acquired different genetic abnormalities. So they would have two different expression profiles, but we will come to learn that. But by the same token, we have been talking a lot with our imaging people, and I think one of the things that is going to come out of the expression arrays - and we are going to have to see this under different hypoxic conditions and things like that - are some new insights to make new probes to use in functional imaging. For instance: Is there a signature for a small cell lung cancer that is going to undergo programmed cell death drom chemotherapy? Could that be generated into a probe that then could be given and scanned after a cycle of therapy to see how much tumor cell kill there is? The Director's challenge is obviously, well, Rick Klausner was thinking first in terms of the pathology diagnosis, "Is there a signature that one could use in functional imaging to tell you the histologic type and response to therapy?" So the major hypothesis is: Is the expression profile of a tumor cell looking at 5, 10, 25 thousand genes, 50 thousand, whatever it is, going to tell you how it is going to behave? I think it would be very important to know the answer to those questions.

The other question is, and maybe Jim Jett could answer, "Are there any advances in MRI that would obviously give you much better resolution? Are there ways to couple the functional imaging with MRI or does it all have to be through a PET-based mechanism?"

DR. JETT: I don't have any information on that.

DR. D. JOHNSON: You can certainly fuse CT scans and PET. I would assume one could do the same with MRIs, and a few institutions now have these so-called "fusion scan" capabilities. Actually the nice thing about it is that the PET portion of it can be done, some would argue not as well as a regular PET scan, but it could be done with the gamma camera as well. So the cost is coming down on that, and they actually make for very nice scans. I don't know how much data we actually get, but you get the PET activity within the CT abnormality. It is the very issue that David alluded to, whether the mass is active or not, and it is on the same image that you are able to see this.

DR. MINNA: By the way, if Paul and I and Tony Elias were being too crusty with one another here in terms of this, I was trying to focus on the issue of our session which was molecular abnormalities in tumors. What are they, what are the common ones and then, when is therapy going to be specifically directed towards those and relate towards those? That was the nature of the issue, and I think Mack is right that, maybe with combinatorial chemistry or new design methods for drugs, it would obviously be better if you could have small molecules that would replace these functions. There is no question about that.

DR. SMITH: One of the problems though, and we sort of touched on this about microarrays, is that the small cell system really doesn't give you material to work with for microarrays. We were in a breakout session headed by John, and clearly his orientation is going to be that the cell lines will be a viable model for the primary tumors. I agree that you could probably do your initial interrogations, but sooner or later you are going to have to get down to primary tumors with a subset of genes - maybe 100 to 500 - but we don't have any samples to even do this analysis on.

DR. MINNA: I think that became very clear. Just as a technical aspect, the way I see this technology being exported out into clinical practice is through immunohistochemistry. For instance, the Stanford group is making a major effort in breast cancer. So all of the genes that go up or down that they are discovering, they are really developing antibodies against. That would be, obviously if you had to do 100 antibodies, that is too many, but let us say that there are 5 or 10. I think what we need to validate these things is the tissue.

DR. JETT: I don't think that that is a problem if you require, as Joan and Everett said in their presentation, an adequate tissue sample to get on a study. You can easily do a mediastinoscopy which is not all that an invasive procedure as part of the initial requirement to get on a study, if you are using some of these new drugs.

DR. MINNA: I think that would be fabulous, but I can see that not getting reimbursed. I think that if we had patient care dollars for grant supplements that would be extremely valuable.

DR. GANDARA: Don't they have a new intergroup trial in limited stage small cell lung cancer, and an ancillary tissue acquisition study? Ancillary, I think, rather than part of the trial, would be a good way to establish a tumor bank for small cell lung cancer and would require CTEP to provide some additional funding and incentive for us to do that. But small cell is not the easiest of all the tumors that we are trying to treat to get particularly fresh tissue. Dave, I think with your support and ECOG's we probably could try to build that in as an ancillary, but doing that in non-small cell lung cancer.

DR. D. JOHNSON: I am not sure I understood Jim's point. I mean,"Are you suggesting you can do that in small cell, mediastinoscope the patient?"

DR. JETT: Yes, small cell.

DR. BUNN: We did that at the NCI-Navy, because we were looking at new drugs, but it was free. When you get in the real world, a mediastinoscopy is a very expensive procedure.

DR. JOHNSON: Not only that, you can do it in non-small cell lung cancer, but I would be stunned, even with financial support, if one could do this in small cell lung cancer patients. I would certainly do everything in my power, personally. We are very committed to it at our institution.

DR. MINNA: Part of the problem is in terms of the ethics. It may be important to have the design of the trial and the treatment based on the results from getting these tissues. That may be more reasonable.

DR. JETT: That is not different from what the HER-2/neu stuff that is going on. You require tissue to show that you express that.

DR. D. JOHNSON: Yes, but you could use the original material removed at the time of the operation to do that, and you are not going back for a re-biopsy.

DR. JETT: Yes, a mediastinoscopy, well, is a $3,000 procedure, roughly.

DR. D. JOHNSON: And it has a mortality associated with it, albeit small.

DR. JETT: Zero mortality. It has a little morbidity associated with it.

DR. D. JOHNSON: At Mayo Clinic, it has a mortality of zero.

DR. B. JOHNSON: One thing I want to point out in attempting to do mediastinoscopies; in our single institutional experience we put 54 patients on study. Of those, one-half of them we didn't think would tolerate it because of either obstructive atelectasis, superior vena cava syndrome or a cardiac condition where you didn't think it was safe. So that got rid of half of them.

Approximately another 10 or 20 percent refused the procedure. We were left with being able, in a single institution, to do 18 out of the 54 which we took to mediastinoscopy. Of those 18, two of them we were unable to obtain tumor tissue. Of the rest of those 16, three of them we got a very poor specimen, and then we were able to grow eight out of the 18 people we took to mediastinoscopy. So you had enough that you had viable tissue. Your denominator is going to fall off pretty fast if you are hoping to be able to do something meaningful with this group, and that is in a single institution.

DR. GANDARA: I think the issue I was thinking about was really in those situations where the tumor tissue was more easily accessible. For instance, a lymph node or something like that because there won't be as many opportunities to also have the patient demographics very carefully documented as part of the trial to be able to compare with the tissue results.

DR. DENNIS: Regarding the array issue, wouldn't it be more important to get array analysis on what remains after treatment, because we know that most of the tumor cells are going to undergo apoptosis in a p53 independent manner and most of the tissue responds as we wish? But there is a small amount that remains, for which I think the arrays would be more important because perhaps the cells that actually survive have wild-type p53. Maybe we want to put mutant p53 into the cells that actually survive. I think that the issue of trying to get circulating tumor cells and cells that remain after therapy might be important.

DR. BUNN: Perhaps an illustration: Last Sunday morning Mark Jeraci brought me a chest x-ray from a patient in whom basically one lung was gone, and in his other lung his bronchus was about 3 millimeters, and he said, "This patient is kind of sick."

I said, "He looks pretty sick from his chest x-ray." I said, "Is this a young guy with lymphoma or an old guy who smokes?"

He said, "This guy smokes like a chimney." I said, "You had better get some tissue." So a fine needle aspirate was obtained from his supraclavicular node which showed small cell lung cancer. Well, there was no way in hell that this guy was going to have any other procedure, and a day and one-half later after he got treated with chemo he left the hospital without a palpable supraclavicular node, and you are not going to get any more tissue on that guy. I mean he had his FNA, and that is it. That is what you got and you are not getting anything else on that guy in the beginning, and you aren't getting anything else on that guy later. So that is the practical reality of the situation.

DR. MINNA: To speak on Dr. Bunn's favorite subject, one of the topics that didn't get discussed here was the whole aspect of nicotine addiction and the new evidence developing on the genetics and genetic epidemiology of nicotine addiction. I think Adi's results spoke to some of the major damage that goes on. I would say if you adjusted cigarette for cigarette, even if you compared squamous with small cell lung cancer patients, there is a difference there in the normal epithelium in the amount of genetic damage. I think there are at least several different markers, that there are polymorphisms that vary in the population that predict an odds ratio for whether or not you are likely to be addicted to nicotine and there is probably an inherited component. In twin studies, there is at least 50 percent in both men and women for both initiation and persistence of smoking. There is a heritable component as well. This obviously has impact for all types of lung cancer, but it might be interesting to know if there is a difference between the genetic susceptibility to nicotine addiction in small cell versus non-small cell lung cancer patients.

DR. SMITH: As long as you raised that point, this is something else that we didn't discuss at all, but the capabilities of using SNP-based chips to try to determine which individuals that do smoke are going to develop lung cancer is a very important area. Then you could more aggressively just attack those individuals who have the wrong genotype.

DR. SIEGFRIED: Since you mentioned nicotine, John, and also since you brought up some of my work a little bit earlier, I actually didn't present that data in the other breakout session because it is embargoed right now, but I feel like I can talk about it a little bit since you brought it up.

First of all, we have been able to show that bronchial epithelial cells do have what look like nicotinic acetylcholine receptors. So there actually are probably biological responses to nicotine in the airway cells themselves. One of the genes for which the transcription is altered by nicotine is the GRP receptor. So it appears that the mechanism that may be behind my observation that the longer an individual smokes the more likely they are to express the GRP receptor in the bronchial epithelium could be driven by nicotine. You know we also have been able to show a sex difference in the frequency of expression so that women are much more likely to express the gene in the airway than men and can even express it with minimal or no smoking.

DR. MINNA: This is the GRP receptor?

DR. SIEGFRIED: Right, and we believe that at least in part may be caused by the fact that the gene is located on the X chromosome and escapes X inactivation, so that women have two copies that are able to be transcribed, whereas men only have one.

So I will just leave it at that.

DR. MINNA: We discussed that finding, and I would just point out that we had known for several years that lung cancer cells of all histologic types express several different, high-affinity nicotine receptors, which are nicotinic acetylcholine receptors and I can refer you to several papers which characterize those by binding assays now that the molecular genetics are known. The other fact that we found really striking was that nicotine inhibits programmed cell death. So if you put a programmed cell death signal in, nicotine will block that. So I have often thought, that since nicotine can be converted to a carcinogenic derivative as well like NNK or things like that it may be both a carcinogen and a promoter, and I think this would really fit. Then Dr. Resnick Shuler has data that it can stimulate proliferation. So it may be that nicotine may be coming in, generating the secretion of a variety of substances, altering the transcription of GRP receptor which augments this, and then blocking programmed cell death as well. I think that that would be really interesting.

DR. SIEGFRIED: We have evidence that GRP, transcription and release of GRP is promoted by nicotine, also. So the whole autocrine loop may be modulated by nicotine exposure.

DR. MINNA: Enrique, do you have any data? Obviously there have been lots of studies in adrenal chromatin cells with nicotine.

DR. ROZENGURT: No, we don't have any data on GRP receptor expression by nicotine.

DR. MINNA: Dr. Bunn, do you want to discuss the old evidence about whether smoking cessation helps with survival if you are treated for small cell lung cancer?

DR. BUNN: It does. Somebody who has a decent performance status and life expectancy of more than a few months, certainly if you stop smoking in regard to both small cell and non-small cell you are likely to A) live longer and B) have a lower chance of developing second primary tumors.

DR. GANDARA: John, you just mentioned that nicotine blocks apoptosis. So maybe this is in the therapeutic realm as well.

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